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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
12 Nov 2015 Administrative Penalty $97,000.00 Colonial Insurance (BVI) Limited
28 Apr 2015 Revocation of Licence Oriental Conrad Limited
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited
3 Jun 2014 Warning Letter Asymmetric Arbitrage, Ltd.
22 Dec 2016 Administrative Penalty $5,200.00 Kalix Fund Limited
15 Aug 2011 Directive Porcupine Global Macro Plus Inc.
12 Sep 2013 Administrative Penalty $7,500.00 AAUG Insurance Co. Ltd.
16 Feb 2017 Administrative Penalty $3,500.00 LUNOM VICTOIRE FUND LTD.
25 Feb 2015 Administrative Penalty $15,000.00 Proservices Limited
15 Feb 2017 Directive ABM CORPORATE SERVICES, LTD.
3 Jun 2014 Warning Letter Finanzas y Negocios International, Inc.
27 May 2016 Lifting of Directive Castlestone Management Incorporated
27 Oct 2016 Warning Letter MWM Financial Services Group Limited
29 Jun 2011 Administrative Penalty $5,000.00 Stafford Insurance Ltd
19 Sep 2011 Public Statement American Great Lakes Insurance Company Ltd.

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