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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
29 Nov 2012 Warning Letter Eurofin Capital Management Limited
27 Jun 2012 Public Statement Catal Insurance Company Limited
20 Sep 2013 Lifting of Directive Aliquot Gold Bullion Inc.
27 May 2013 Administrative Penalty $5,000.00 Sinclair Trust & Finance S.A.
30 Sep 2013 Warning Letter MPT Asset Management Corp.
15 Feb 2017 Directive Global Corporate Consultants Group Inc.
20 Sep 2013 Lifting of Directive Collection of Modern Art Inc.
17 Nov 2015 Warning Letter AMS INSURANCE MANAGEMENT SERVICES LIMITED
27 Jun 2012 Public Statement Stafford Insurance Ltd
25 Jan 2013 Directive Next 11 Emerging Fund Inc.
15 Apr 2016 Warning Letter Hawksford Trustees International (BVI) Limited
10 Jun 2016 Administrative Penalty $8,750.00 Copernic Global Fund Limited
28 Feb 2015 Revocation of Licence Armatura Insurance Company Limited
31 Jan 2013 Administrative Penalty $5,000.00 The Insurance Store Limited
9 Sep 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited

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