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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
10 Sep 2012 Directive Caribbean Insurers Limited
10 Dec 2012 Administrative Penalty $20,500.00 Mossack Fonseca & Co. (BVI) Ltd.
20 Jan 2017 Administrative Penalty $3,500.00 Sphera Fund-Corporate L.P.
20 Sep 2013 Lifting of Directive Aliquot Precious Metals Inc.
27 Jun 2012 Public Statement State Mutual Insurance Co. Ltd
25 Feb 2015 Administrative Penalty $20,000.00 Amicorp B.V.I. Limited
25 Jan 2013 Directive Inflation Target Recovery Fund Inc.
15 Aug 2011 Directive Consistent Return (Cash Management) Fund Inc.
13 Jul 2012 Revocation of Licenses/Certificate Palos Ventures Fund Ltd.
13 Dec 2016 Administrative Penalty $2,250.00 Crestwood Capital Master Fund, Ltd.
29 Mar 2014 Administrative Penalty $2,000.00 VSM International Limited
2 Sep 2017 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
16 Feb 2017 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
3 Jun 2014 Warning Letter Sail Flagship Management Limited
9 Feb 2015 Warning Letter AG Diversified Credit Strategies Fund Ltd.

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