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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
27 Sep 2013 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
31 Jan 2013 Administrative Penalty $5,000.00 The Insurance Store Limited
15 Aug 2011 Directive Next 11 Emerging Fund Inc.
14 Jun 2011 Administrative Penalty $4,000.00 Caribbean Reinsurance Company Ltd
25 Jan 2013 Directive Porcupine Global Macro Plus Inc.
13 Dec 2016 Administrative Penalty $7,500.00 Prolifico Fund Management Ltd.
3 Dec 2013 Cease and Desist Order Kent Capital Partners Limited
11 Dec 2012 Administrative Penalty $3,000.00 ANT Management (BVI) Ltd.
17 Dec 2014 Warning Letter CR (BVI) Limited
25 Jan 2013 Directive Emerging Markets Growth And Income Fund Inc.
15 Feb 2017 Directive SR Corporate Services Limited
4 Nov 2016 Administrative Penalty $31,500.00 Mossack Fonseca & Co. (B.V.I.) Ltd.
18 Oct 2012 Directive BGL Private Equity (BVI) Limited
4 Dec 2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
20 Dec 2011 Appointment of Examiner Aliquot Agriculture Fund Inc.

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