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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
11 Nov 2016 Administrative Penalty $2,000.00 Standard Pacific Capital Offshore, Ltd.
13 Jul 2012 Revocation of Licenses/Certificate BASIS Fund Limited
15 Aug 2011 Directive Next 11 Emerging Fund Inc.
27 Jun 2012 Public Statement Hove Insurance Company Limited
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited
10 Jul 2014 Administrative Penalty $2,500.00 Bonhôte Trust Corporation LimitedBonhôte Trust Corporation Limited
28 Nov 2011 Administrative Penalty $1,750.00 Overseas Management Company Trust (BVI) Ltd
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
15 Aug 2011 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
27 Jun 2012 Public Statement Vessia Insurance Company Limited
15 Aug 2012 Warning Letter Caribbean Reinsurance Company Ltd
15 Aug 2011 Directive Porcupine Global Macro Plus Inc.
20 Sep 2013 Lifting of Directive Aliquot Commodity Fund Inc.
10 Sep 2012 Directive Lemma Europe Insurance Company Limited
30 Sep 2013 Warning Letter Dolphin Capital Partners Limited

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