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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
22 Dec 2016 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
14 Jun 2011 Administrative Penalty $4,000.00 Caribbean Reinsurance Company Ltd
25 Jan 2013 Directive Aliquot Commodity Fund Inc.
2 Nov 2015 Public Statement Salvo Insurance Company Limited
5 Mar 2013 Public Statement Moorgate Insurance Company Limited
3 Aug 2016 Warning Letter Folio Administrators Limited
23 Feb 2016 Administrative Penalty $20,000.00 Circle Investment Support Services (BVI) Ltd.
11 Dec 2012 Administrative Penalty $1,000.00 Alternative Protection Management Ltd.
27 Aug 2013 Cease and Desist Order Sovereign International Worldwide Limited
16 Sep 2011 Appointment of Qualified Person National Bank of the Virgin Islands
27 Jun 2012 Public Statement Great Oak Insurance Company Limited
25 Jan 2013 Directive Concerto Alternative Alpha Inc.
15 Feb 2017 Directive ARAWAK TRUST COMPANY LIMITED
19 Dec 2014 Warning Letter Sucre & Sucre Trust Limited

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