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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
18 May 2011 Administrative Penalty $5,000.00 NCB Investment Services Company
10 Jul 2016 Lifting of Directive GULF INSURANCE LIMITED
20 Dec 2011 Appointment of Examiner Consistent Return (Cash Management Fund) Inc.
13 Jan 2015 Administrative Penalty $20,000.00 Arias Fabrega & Fabrega Trust Co. BVI Limited
25 Jan 2013 Directive Systematic Growth Fund Inc.
28 Apr 2015 Revocation of Licence Oriental Conrad Limited
15 Feb 2017 Directive INSINGER CORPORATE FORMATIONS (BVI) LIMITED
7 Oct 2016 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
14 Apr 2015 Public Statement Bayswater Insurance Management Limited
4 May 2013 Public Statement Universal Highland Assurance Company Limited
30 May 2012 Warning Letter Plexus Global Asset Management Limited
22 Dec 2016 Administrative Penalty $5,200.00 Kalix Fund Limited
27 Jun 2012 Public Statement Crouch Services Ltd
16 Aug 2012 Administrative Penalty $4,000.00 Bunge Investment Management Limited
25 Jan 2013 Directive World Index Growth and Income Fund Inc.

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