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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
11 Sep 2016 Administrative Penalty $22,500.00 INTAC (BVI) INTERNATIONAL INVESTMENTS LIMITED
11 Dec 2012 Administrative Penalty $3,000.00 Creque's Insurance Agency Limited
2 Sep 2017 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
15 Aug 2011 Directive Porcupine Absolute Return Fund Inc.
2 May 2013 Cease and Desist Order Landora Investing Ltd.
11 Feb 2015 Administrative Penalty $10,000.00 DANTRUST LIMITED
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks Investment Management International Advisors Limited
2 Sep 2017 Administrative Penalty $3,500.00 WPC Fund Ltd.
9 Feb 2015 Warning Letter AG Diversified Credit Strategies Fund Ltd.
30 Nov 2015 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
15 Feb 2017 Directive MCNAMARA CORPORATE SERVICES LIMITED
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
29 Nov 2012 Warning Letter Eurofin Capital Management Limited
27 Jun 2012 Public Statement Catal Insurance Company Limited

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