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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
13 Jul 2012 Revocation of Licenses/Certificate BASIS Fund Limited
14 May 2015 Warning Letter Trident Trust Company (BVI) Limited
9 Apr 2015 Administrative Penalty $20,000.00 PATTON, MORENO AND ASVAT (BVI) LIMITED
2 Sep 2017 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
13 Dec 2016 Administrative Penalty $2,250.00 Crestwood Capital Master Fund, Ltd.
10 Jul 2014 Administrative Penalty $2,500.00 Bonhôte Trust Corporation LimitedBonhôte Trust Corporation Limited
7 Jun 2012 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
16 Feb 2017 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
16 Feb 2017 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
16 Sep 2014 Revocation of Licence Castlegate Insurance Company Ltd.
15 Aug 2011 Directive Aliquot Commodity Fund Inc.
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
11 Nov 2016 Administrative Penalty $440,000.00 MOSSACK FONSECA & CO (B.V.I.) LTD.

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