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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
28 Nov 2011 Administrative Penalty $1,750.00 Overseas Management Company Trust (BVI) Ltd
15 Aug 2011 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
20 Dec 2012 Administrative Penalty $2,000.00 Inter-Continental Trust Limited
9 Jun 2012 Directive Creque's Insurance Agency Limited
18 Oct 2012 Directive BGL Private Equity (BVI) Limited
29 Jun 2011 Administrative Penalty $5,000.00 Victory Life & Pension Assurance Company Limited
30 Nov 2015 Appointment of Joint Liquidators AAUG Insurance Co. Ltd.
20 Dec 2011 Appointment of Examiner Porcupine Global Macro Plus Incorporated
2 Sep 2017 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
8 Nov 2011 Warning Letter Drake Fund Advisors Ltd
8 Jan 2012 Directive Caribbean Insurers Limited
20 Dec 2011 Appointment of Examiner Aliquot Agriculture Fund Inc.
29 Jun 2011 Administrative Penalty $3,500.00 Rosebank Limited
30 Nov 2015 Administrative Penalty $25,000.00 Midland Trust Limited
11 May 2014 Public Statement FFAM Inc.

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