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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
20 Sep 2013 Lifting of Directive Aliquot Precious Metals Inc.
16 Feb 2017 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
11 May 2014 Public Statement Patriarch Insurance Company Limited
9 Sep 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
4 Aug 2013 Administrative Penalty $14,000.00 Commonwealth Trust Limited
25 Jan 2013 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
15 Feb 2017 Directive ARAMO CORPORATE SERVICES INC.
10 May 2015 Fine $4,000.00 Wessex Capital Limited
5 Jan 2014 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
17 Nov 2015 Administrative Penalty $15,000.00 CR (BVI) LIMITED
18 Dec 2015 Administrative Penalty $26,000.00 Laureola Advisors Inc.
3 Jun 2015 Public Statement Avia Investment Group Limited
17 Mar 2017 Revocation of a Licence Dearborn National Life Insurance Company
27 Oct 2014 Revocation of Licence Salvo Insurance Company Limited
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited

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