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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
23 Feb 2016 Administrative Penalty $5,000.00 Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
29 Aug 2013 Warning Letter Caribbean Alliance Insurance Company Limited
6 Dec 2012 Revocation of Licenses/Certificate Stafford Insurance Ltd
9 Feb 2015 Warning Letter AG OFFSHORE CONVERTIBLES LTD.
15 Feb 2017 Directive Newhaven Trustees (BVI) Limited
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
27 Jun 2012 Public Statement Catal Insurance Company Limited
10 Jun 2016 Administrative Penalty $8,150.00 THE GALILEO FUND LTD.
20 Sep 2013 Lifting of Directive Aliquot Gold Bullion Inc.
18 Oct 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
11 Sep 2016 Administrative Penalty $22,500.00 INTAC (BVI) INTERNATIONAL INVESTMENTS LIMITED
20 Sep 2013 Lifting of Directive Collection of Modern Art Inc.
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
17 Nov 2015 Warning Letter AMS INSURANCE MANAGEMENT SERVICES LIMITED
15 Aug 2011 Directive Porcupine Absolute Return Fund Inc.

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