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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
17 Mar 2017 Revocation of a Licence Dearborn National Life Insurance Company
14 Apr 2015 Public Statement Bayswater Insurance Management Limited
27 Aug 2013 Cease and Desist Order Sovereign International Worldwide Limited
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
13 May 2013 Administrative Penalty $175,000.00 ABM Corporate Services Ltd.
15 Feb 2017 Directive Global Corporate Consultants Group Inc.
21 Mar 2016 Directive Castlestone Management Incorporated
17 Jan 2012 Warning Letter Tranquil Insurance Company Ltd
25 Jan 2013 Directive Next 11 Emerging Fund Inc.
27 Jun 2012 Public Statement AMCA Insurance & Reinsurance Company Ltd
3 Jun 2014 Warning Letter Premier Financial Consultants Limited
25 Jan 2013 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
20 Dec 2011 Appointment of Examiner Consistent Return (Cash Management Fund) Inc.
13 Jan 2017 Administrative Penalty $3,000.00 Craigmuir Authorised Representative Limited
4 Dec 2017 Public Statement ELEUTHERA INSURANCE LIMITED

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