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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
11 Sep 2016 Administrative Penalty $22,500.00 INTAC (BVI) INTERNATIONAL INVESTMENTS LIMITED
11 Dec 2012 Administrative Penalty $3,000.00 Creque's Insurance Agency Limited
2 Sep 2017 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
15 Aug 2011 Directive Porcupine Absolute Return Fund Inc.
2 May 2013 Cease and Desist Order Landora Investing Ltd.
11 Feb 2015 Administrative Penalty $10,000.00 DANTRUST LIMITED
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks Investment Management International Advisors Limited
2 Sep 2017 Administrative Penalty $3,500.00 WPC Fund Ltd.
9 Feb 2015 Warning Letter AG Diversified Credit Strategies Fund Ltd.
30 Nov 2015 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
15 Feb 2017 Directive MCNAMARA CORPORATE SERVICES LIMITED
29 Nov 2012 Warning Letter Eurofin Capital Management Limited
27 Jun 2012 Public Statement Catal Insurance Company Limited
20 Sep 2013 Lifting of Directive Aliquot Gold Bullion Inc.

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