Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
2 Sep 2017 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
16 Feb 2017 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
9 Dec 2011 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
20 Sep 2013 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
15 Aug 2011 Directive Aliquot Gold Bullion Inc.
22 Dec 2016 Administrative Penalty $310.00 DEVONSHIRE FUNDS LTD.
10 May 2016 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
15 Aug 2011 Directive Collection of Modern Art Inc.
17 Mar 2015 Administrative Penalty $9,000.00 MG Management Services Limited
4 Oct 2013 Warning Letter Asialink Trust Limited
3 Sep 2015 Warning Letter Global Hawk Insurance Company Ltd.
14 May 2015 Warning Letter Trident Trust Company (BVI) Limited
10 Jul 2016 Lifting of Directive GULF INSURANCE LIMITED
24 Dec 2014 Public Statement Victory Life and Pension Assurance Company LimitedVictory Life and Pension Assurance Company Limited
28 Apr 2015 Revocation of Licence Oriental Conrad Limited

Pages