Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
1 Jul 2013 Cease and Desist Order Universal Investments (International) Limited
20 Sep 2013 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
22 Dec 2016 Administrative Penalty $290.00 Cathedral Fund SPC Limited
25 Feb 2015 Administrative Penalty $15,000.00 Proservices Limited
22 Dec 2016 Administrative Penalty $310.00 DEVONSHIRE FUNDS LTD.
11 Dec 2012 Administrative Penalty $3,000.00 ANT Management (BVI) Ltd.
17 Mar 2015 Administrative Penalty $9,000.00 MG Management Services Limited
17 Dec 2014 Warning Letter CR (BVI) Limited
29 Jun 2011 Administrative Penalty $5,000.00 Stafford Insurance Ltd
3 Sep 2015 Warning Letter Global Hawk Insurance Company Ltd.
18 Oct 2012 Directive BGL Private Equity (BVI) Limited
10 Jul 2016 Lifting of Directive GULF INSURANCE LIMITED
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited
15 Feb 2017 Directive PATTON MORENO AND ASVAT (BVI) LIMITED
28 Apr 2015 Revocation of Licence Oriental Conrad Limited

Pages