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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
10 Sep 2012 Directive Lemma Europe Insurance Company Limited
30 Sep 2013 Warning Letter Dolphin Capital Partners Limited
10 Sep 2012 Directive Caribbean Insurers (Marine) Limited
15 Nov 2013 Administrative Penalty $10,000.00 Alfa Forex Ltd.
17 Feb 2017 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
23 Dec 2013 Warning Letter Midland Trust Limited
24 Mar 2014 Cease and Desist Order FFAM Inc.
28 Apr 2015 Revocation of Licence Cathay Asia Limited
20 Dec 2011 Appointment of Examiner Aliquot Precious Metals Inc.
4 Oct 2011 Warning Letter Sofaer Administration Limited
11 Feb 2011 Revocation of Licenses/Certificate Mr. Christopher David Stride of Krys & Associates (BVI) Ltd
20 Sep 2013 Lifting of Directive Global Property Growth & Income REITS Fund Inc.
12 Oct 2015 Administrative Penalty $15,000.00 Commence Overseas Limited
11 Dec 2012 Administrative Penalty $3,000.00 ANT Management (BVI) Ltd.
29 Jun 2011 Administrative Penalty $4,000.00 State Mutual Insurance Co. Ltd

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