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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
02/16/2017 - 00:00 Administrative Penalty $25,000.00 Galloway Capital Management Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
02/16/2017 - 00:00 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 LUNOM VICTOIRE FUND LTD.
02/15/2017 - 00:00 Directive SR Corporate Services Limited
02/15/2017 - 00:00 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
02/15/2017 - 00:00 Directive ARAMO CORPORATE SERVICES INC.
02/15/2017 - 00:00 Directive HAVELET TRUST COMPANY (BVI) LIMITED
02/15/2017 - 00:00 Directive BISON FINANCIAL SERVICES LIMITED
02/15/2017 - 00:00 Directive PATTON MORENO AND ASVAT (BVI) LIMITED
02/15/2017 - 00:00 Directive TMF (B.V.I.) LTD.
02/15/2017 - 00:00 Directive SUCRE & SUCRE TRUST LIMITED
02/15/2017 - 00:00 Directive INSINGER CORPORATE FORMATIONS (BVI) LIMITED

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