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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
9 Dec 2011 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
27 Jun 2012 Public Statement Stafford Insurance Ltd
20 Oct 2015 Administrative Penalty $5,000.00 ALEMAN, CORDERO, GALINDO & LEE TRUST (BVI) LIMITED
25 Jan 2013 Directive Next 11 Emerging Fund Inc.
15 Apr 2016 Warning Letter Hawksford Trustees International (BVI) Limited
20 May 2015 Public Statement Cathay Asia Limited
31 Jan 2013 Administrative Penalty $5,000.00 The Insurance Store Limited
15 Aug 2011 Directive Aliquot Gold Bullion Inc.
9 Sep 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
25 Jan 2013 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
15 Aug 2011 Directive Collection of Modern Art Inc.
23 Feb 2016 Administrative Penalty $580.00 Value Partners Private Equity Limited
15 Feb 2017 Directive AMS TRUSTEES LIMITED
25 Jan 2013 Directive Porcupine Global Macro Plus Inc.
18 Dec 2015 Administrative Penalty $26,000.00 Laureola Advisors Inc.

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