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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
23 Feb 2016 Administrative Penalty $5,000.00 Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
13 Feb 2015 Administrative Penalty $20,000.00 Arias Fabrega & Fabrega Trust Co. BVI Limited
6 Dec 2012 Revocation of Licenses/Certificate Stafford Insurance Ltd
15 Feb 2017 Directive Newhaven Trustees (BVI) Limited
12 Nov 2013 Administrative Penalty $1,000.00 Crater Assurance Ltd.
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
28 Feb 2015 Revocation of Licence Bayswater Insurance Management Limited
10 Jun 2016 Administrative Penalty $8,150.00 THE GALILEO FUND LTD.
18 Oct 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
11 Sep 2016 Administrative Penalty $22,500.00 INTAC (BVI) INTERNATIONAL INVESTMENTS LIMITED
2 Sep 2017 Administrative Penalty $3,500.00 Brazil Real Estate Ltd. formerly Brazil Real Estate Fund Ltd.
9 Oct 2012 Cease & Desist Order Abadi & Co. Securities Ltd.
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
15 Aug 2011 Directive Porcupine Absolute Return Fund Inc.
2 May 2013 Cease and Desist Order Landora Investing Ltd.

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