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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
16 Feb 2017 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
16 Feb 2017 Administrative Penalty $25,000.00 Galloway Capital Management Ltd.
16 Feb 2017 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
16 Feb 2017 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
16 Feb 2017 Administrative Penalty $3,500.00 The Opportunity Art Fund Ltd.
15 Feb 2017 Directive PATTON MORENO AND ASVAT (BVI) LIMITED
15 Feb 2017 Directive TMF (B.V.I.) LTD.
15 Feb 2017 Directive SUCRE & SUCRE TRUST LIMITED
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
15 Feb 2017 Directive ARAMO CORPORATE SERVICES INC.
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
15 Feb 2017 Directive BISON FINANCIAL SERVICES LIMITED
15 Feb 2017 Directive TMF Corporate Services (BVI) Limited
15 Feb 2017 Directive SHIRLEY TRUST COMPANY (BVI) LIMITED

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