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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
20 Sep 2013 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
8 Jan 2012 Directive Creque's Insurance Agency Limited
20 Sep 2013 Public Statement Beverly Insurance Company Limited
29 Jun 2011 Administrative Penalty $6,000.00 Vessia Insurance Company Limited
2 Sep 2017 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
20 Sep 2013 Lifting of Directive Porcupine Global Macro Plus Inc.
22 Mar 2012 Revocation of Licenses/Certificate Lazars International Fund Limited
22 Dec 2016 Administrative Penalty $310.00 DEVONSHIRE FUNDS LTD.
9 Dec 2011 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
15 Nov 2013 Administrative Penalty $10,000.00 Alfa Forex Ltd.
17 Feb 2017 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
23 Dec 2013 Warning Letter Midland Trust Limited
24 Mar 2014 Cease and Desist Order FFAM Inc.
28 Apr 2015 Revocation of Licence Cathay Asia Limited
20 Dec 2011 Appointment of Examiner Aliquot Precious Metals Inc.

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