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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
22 Mar 2012 Revocation of Licenses/Certificate New Thames Africa Fund Ltd
4 Dec 2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
25 Jan 2013 Directive Consistent Return (Cash Management) Fund Inc.
19 Dec 2014 Warning Letter Arias, Fabrega & Fabrega Trust Co. (BVI) Limited
20 Sep 2013 Lifting of Directive Systematic Growth Fund Inc.
20 May 2015 Public Statement Oriental Conrad Limited
12 Jan 2014 Warning Letter Intac (BVI) International Investments Limited
3 Jun 2014 Warning Letter Creque’s Insurance Agency Limited
28 Feb 2015 Revocation of Licence Bayswater Insurance Management Limited
31 Dec 2012 Cease & Desist Order Benson Union Limited
26 Feb 2013 Cease and Desist Order UPME Group Ltd.
20 Sep 2013 Lifting of Directive Porcupine Absolute Return Fund Inc.
3 Jun 2014 Warning Letter Landmark Casualty & Indemnity, Ltd
11 Feb 2015 Administrative Penalty $55,000.00 DANTRUST LIMITED
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited

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