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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
16 Feb 2017 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
13 Jan 2015 Administrative Penalty $20,000.00 Arias Fabrega & Fabrega Trust Co. BVI Limited
11 May 2014 Public Statement Patriarch Insurance Company Limited
4 Dec 2013 Warning Letter Isocrates Limited
6 Mar 2014 Administrative Penalty $40,000.00 Crescent Corporate Services Limited
7 Oct 2016 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
10 May 2015 Fine $4,000.00 Wessex Capital Limited
14 Apr 2015 Public Statement Bayswater Insurance Management Limited
5 Jan 2014 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
22 Dec 2016 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
15 Dec 2014 Warning Letter Caledonian Fund Services (BVI) Ltd.
2 Nov 2015 Public Statement Salvo Insurance Company Limited
15 Feb 2017 Directive ABM CORPORATE SERVICES, LTD.
5 Mar 2013 Public Statement Moorgate Insurance Company Limited

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