Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
25 Jan 2013 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
17 Aug 2012 Directive Creque's Insurance Agency Limited
9 Dec 2013 Revocation of Licence Beverly Insurance Company Limited
23 Feb 2016 Administrative Penalty $580.00 Value Partners Private Equity Limited
2 Jul 2017 Administrative Penalty $1,160.00 : TMF Authorised Representative (BVI) Ltd.
25 Jan 2013 Directive Porcupine Global Macro Plus Inc.
22 Mar 2012 Revocation of Licenses/Certificate Lazars International Fund Limited
22 Dec 2016 Administrative Penalty $310.00 DEVONSHIRE FUNDS LTD.
9 Dec 2011 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
20 Oct 2015 Administrative Penalty $5,000.00 ALEMAN, CORDERO, GALINDO & LEE TRUST (BVI) LIMITED
23 Jul 2015 Administrative Penalty $1,750.00 Regency Health Ltd.
17 Mar 2015 Administrative Penalty $9,000.00 MG Management Services Limited
22 Mar 2012 Revocation of Licenses/Certificate F3 Ethical Developing Fund Limited
20 May 2015 Public Statement Cathay Asia Limited
15 Aug 2011 Directive Aliquot Gold Bullion Inc.

Pages