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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
23 Sep 2016 Administrative Penalty $980.00 SEABOARD FUND LIMITED
25 Jan 2013 Directive Emerging Markets Growth And Income Fund Inc.
14 Apr 2015 Public Statement Armatura Insurance Company Limited
4 Nov 2016 Administrative Penalty $31,500.00 Mossack Fonseca & Co. (B.V.I.) Ltd.
11 Dec 2012 Administrative Penalty $3,000.00 Creque's Insurance Agency Limited
16 Sep 2011 Appointment of Qualified Person National Bank of the Virgin Islands
27 Oct 2016 Warning Letter Abacus Trust and Management Services Limited
4 Aug 2015 Administrative Penalty $60,000.00 TMF (BVI) Limited
11 Sep 2016 Warning Letter IMARA ASSET MANAGEMENT LIMITED
16 Sep 2014 Revocation of Licence Castlegate Insurance Company Ltd.
14 Oct 2013 Administrative Penalty $205,500.00 Portcullis TrustNet (BVI) Limited
13 Dec 2016 Administrative Penalty $2,250.00 Crestwood Capital International, Ltd.
13 Dec 2016 Administrative Penalty $7,350.00 Alwaha Fund Limited
22 Dec 2016 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
11 May 2014 Public Statement Concise Investments Limited

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