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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
27 May 2016 Lifting of Directive Castlestone Management Incorporated
15 Aug 2011 Directive Aliquot Gold & Precious Metals Equities Fund Inc.
23 Jul 2013 Appointment of Qualified Person Shirley Trust Company Limited
4 Nov 2016 Administrative Penalty $31,500.00 Mossack Fonseca & Co. (B.V.I.) Ltd.
15 Apr 2016 Administrative Penalty $330.00 GABELLI INTERNATIONAL LIMITED
20 Dec 2011 Appointment of Examiner Collection of Modern Art Inc.
17 Dec 2014 Warning Letter Amicorp B.V.I. Limited
29 Jun 2011 Administrative Penalty $3,000.00 Stafford Insurance Ltd
24 Feb 2015 Administrative Penalty $25,000.00 Newhaven Corporate Services (B.V.I.) Limited
19 Dec 2014 Warning Letter Hamilton Trust Management Company Limited
20 Sep 2013 Lifting of Directive Consistent Return (Cash Management) Fund Inc.
28 Feb 2015 Revocation of Licence Armatura Insurance Company Limited
15 Aug 2011 Directive Systematic Growth Fund Inc.
16 Feb 2017 Administrative Penalty $3,500.00 Orionis Fund Ltd. formerly Rig II Fund Ltd
27 Nov 2015 Warning Letter INTAC (BVI) International Investments Limited

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