Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
4 Aug 2013 Cease and Desist Order Blackstar Capital Management Limited
17 Mar 2015 Administrative Penalty $9,000.00 MG Management Services Limited
10 Jul 2014 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited
22 Mar 2012 Revocation of Licenses/Certificate F3 Ethical Developing Fund Limited
4 Oct 2011 Warning Letter Sofaer Administration Limited
26 Sep 2013 Administrative Penalty $2,500.00 Caribbean Insurers Marine Limited
11 Feb 2011 Revocation of Licenses/Certificate Mr. Christopher David Stride of Krys & Associates (BVI) Ltd
20 Dec 2011 Appointment of Examiner Aliquot Commodity Fund Inc.
25 Jan 2013 Directive Global Property Growth & Income REITS Fund Inc.
11 Nov 2016 Administrative Penalty $2,000.00 Standard Pacific Capital Offshore, Ltd.
28 Aug 2013 Warning Letter Century Insurance Agency Limited
15 Aug 2011 Directive Next 11 Emerging Fund Inc.
14 Apr 2015 Public Statement Alta Insurance Management Limited
27 Jun 2012 Public Statement Hove Insurance Company Limited
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited

Pages