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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
25 Jan 2013 Directive Next 11 Emerging Fund Inc.
10 Sep 2012 Directive Rosebank Limited
17 Dec 2014 Warning Letter Amicorp B.V.I. Limited
15 Apr 2016 Warning Letter Hawksford Trustees International (BVI) Limited
20 Sep 2013 Lifting of Directive Consistent Return (Cash Management) Fund Inc.
9 Sep 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
23 Sep 2016 Warning Letter SOFAER CAPITAL INC.
28 Feb 2015 Revocation of Licence Armatura Insurance Company Limited
25 Jan 2013 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
10 Jul 2016 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
6 Dec 2012 Revocation of Licenses/Certificate State Mutual Insurance Co. Ltd
31 Dec 2012 Cease & Desist Order Benson Union Limited
18 Dec 2015 Administrative Penalty $26,000.00 Laureola Advisors Inc.
17 Mar 2017 Revocation of a Licence Dearborn National Life Insurance Company
4 Aug 2015 Administrative Penalty $60,000.00 TMF (BVI) Limited

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