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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
20 Aug 2013 Administrative Penalty $500.00 Mr. Barry J. Miller as Director of Shirley Trust Company Limited
3 Sep 2015 Warning Letter Global Hawk Insurance Company Ltd.
15 Aug 2011 Directive Collection of Modern Art Inc.
15 Feb 2017 Directive AMS TRUSTEES LIMITED
11 Nov 2016 Administrative Penalty $2,000.00 Standard Pacific Capital Master, Ltd.
20 Sep 2013 Lifting of Directive Next 11 Emerging Fund Inc.
4 Aug 2015 Administrative Penalty $20,000.00 Heritage Insurance Company (Caribbean) Limited
15 Feb 2017 Directive COVERDALE TRUST SERVICES LIMITED
4 Oct 2013 Warning Letter Asialink Trust Limited
16 Feb 2017 Administrative Penalty $3,500.00 The Opportunity Art Fund Ltd.
6 Dec 2015 Administrative Penalty $20,000.00 Osiris International Trustees Limited
20 Sep 2013 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
8 Jan 2012 Directive Creque's Insurance Agency Limited
20 Sep 2013 Public Statement Beverly Insurance Company Limited
29 Jun 2011 Administrative Penalty $6,000.00 Vessia Insurance Company Limited

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