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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
15 Aug 2011 Directive Aliquot Gold & Precious Metals Equities Fund Inc.
1 Jul 2013 Cease and Desist Order Mika Holdings Inc.
10 Jun 2011 Administrative Penalty $2,000.00 FH Corporate Services Ltd
10 Dec 2012 Directive Collection of Modern Art Inc.
23 Feb 2016 Administrative Penalty $680.00 Southagus Fund Ltd
17 Dec 2014 Warning Letter Amicorp B.V.I. Limited
20 Aug 2013 Administrative Penalty $500.00 Ms. Benedicta Samuels as Director of Shirley Trust Company Limited
3 Dec 2013 Cease and Desist Order Granite Global Insurance Company Limited
20 Sep 2013 Lifting of Directive Consistent Return (Cash Management) Fund Inc.
27 Jun 2012 Public Statement State Mutual Insurance Co. Ltd
28 Feb 2015 Revocation of Licence Armatura Insurance Company Limited
6 Apr 2013 Cease and Desist Order Nova Trade Financial Holdings Ltd.
6 Dec 2012 Revocation of Licenses/Certificate IAI Underwriting Ltd
10 Jul 2016 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
17 Feb 2017 Administrative Penalty $1,160.00 TMF Authorised Representative (BVI) Ltd.

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