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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
15 Aug 2011 Directive Aliquot Commodity Fund Inc.
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
11 Nov 2016 Administrative Penalty $440,000.00 MOSSACK FONSECA & CO (B.V.I.) LTD.
23 Oct 2012 Warning Letter Fulcrum Management Limited
16 Feb 2017 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
13 Dec 2016 Administrative Penalty $7,350.00 Alwaha Fund Limited
20 Jan 2017 Administrative Penalty $3,500.00 Sphera Fund-Corporate L.P.
10 Nov 2013 Lifting of Directive National Bank of the Virgin Islands Limited
8 Jan 2012 Directive Gulf Insurance Limited
11 May 2014 Public Statement Concise Investments Limited
10 May 2015 Fine $4,000.00 Archway Commodities Ltd.
28 Oct 2015 Administrative Penalty $10,000.00 Sucre & Sucre Trust Limited
26 Sep 2013 Administrative Penalty $2,500.00 Orbis Services Limited
20 Sep 2013 Lifting of Directive Inflation Target Recovery Fund Inc.
3 Aug 2017 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited

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