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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
4 Oct 2011 Warning Letter Sofaer Administration Limited
13 Jun 2012 Revocation of Licenses/Certificate Investors Reinsurance Limited
4 Jan 2014 Warning Letter Crescent Corporate Services Limited
15 Feb 2017 Directive BISON FINANCIAL SERVICES LIMITED
11 Nov 2016 Administrative Penalty $2,000.00 Standard Pacific Capital Offshore, Ltd.
12 Sep 2014 Directive AAUG Insurance Company Limited
30 May 2014 Warning Letter Lumen Asset Management Limited
2 Sep 2017 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
7 Oct 2016 Lifting of Directive Caribbean Insurers Limited
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited
25 Jan 2013 Directive Aliquot Agriculture Fund Inc.
16 Oct 2014 Administrative Penalty $6,000.00 Mint Capital Advisers Limited
10 Jun 2011 Administrative Penalty $2,000.00 FH Corporate Services Ltd
17 Dec 2014 Warning Letter CCS Trustees Limited
27 Jun 2012 Public Statement Vessia Insurance Company Limited

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