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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
05/21/2013 - 00:00 Administrative Penalty $4,500.00 The Wesley Company Limited
05/13/2013 - 00:00 Cease and Desist Order Axis Trading Group Incorporated
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
05/13/2013 - 00:00 Administrative Penalty $175,000.00 ABM Corporate Services Ltd.
05/04/2013 - 00:00 Public Statement Universal Highland Assurance Company Limited
05/02/2013 - 00:00 Cease and Desist Order Landora Investing Ltd.
04/06/2013 - 00:00 Cease and Desist Order Forex Place Ltd.
04/06/2013 - 00:00 Cease and Desist Order Nova Trade Financial Holdings Ltd.
04/06/2013 - 00:00 Cease and Desist Order WBS Holding Ltd.
04/06/2013 - 00:00 Cease and Desist Order Bforex Limited
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
03/05/2013 - 00:00 Public Statement Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited

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