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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
10 Sep 2012 Directive Lemma Europe Insurance Company Limited
30 Sep 2013 Warning Letter Dolphin Capital Partners Limited
29 Jun 2011 Administrative Penalty $6,000.00 Vessia Insurance Company Limited
20 Sep 2013 Lifting of Directive Porcupine Global Macro Plus Inc.
6 Apr 2013 Cease and Desist Order Bforex Limited
18 Oct 2012 Directive BGL Private Equity (BVI) Limited
30 Nov 2015 Administrative Penalty $25,000.00 Midland Trust Limited
30 Nov 2015 Appointment of Joint Liquidators AAUG Insurance Co. Ltd.
11 May 2014 Public Statement FFAM Inc.
17 Feb 2017 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
8 Jan 2012 Directive Caribbean Insurers Limited
20 Aug 2013 Administrative Penalty $500.00 Mr. Ernesto F. Shirley as Director of Shirley Trust Company Limited
20 Dec 2011 Appointment of Examiner Aliquot Agriculture Fund Inc.
20 Sep 2013 Lifting of Directive Global Property Growth & Income REITS Fund Inc.
4 Oct 2011 Warning Letter Sofaer Administration Limited

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