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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
25 Jan 2013 Directive Concerto Alternative Alpha Inc.
16 Feb 2017 Administrative Penalty $3,500.00 Orionis Fund Ltd. formerly Rig II Fund Ltd
15 Feb 2017 Directive ARAWAK TRUST COMPANY LIMITED
27 Nov 2015 Warning Letter INTAC (BVI) International Investments Limited
24 Feb 2012 Warning Letter Salamander Associates Limited
13 Jan 2017 Administrative Penalty $2,000.00 Craigmuir Authorised Representative Limited
15 Aug 2011 Directive Balanced Opportunity Inc.
3 Jun 2014 Warning Letter Landmark Casualty & Indemnity, Ltd
23 Feb 2016 Administrative Penalty $680.00 Southagus Fund Ltd.
11 Feb 2015 Administrative Penalty $55,000.00 DANTRUST LIMITED
19 Apr 2018 Public Statement MR. LEVERE WENT and FLOW MONEY SYSTEM

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