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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
23 Sep 2016 Administrative Penalty $6,100.00 BRAZIL ADVANCED LTD. formerly BRAZIL ADVANCED INVESTMENT FUND LTD
27 Jun 2012 Public Statement Vessia Insurance Company Limited
27 Oct 2016 Warning Letter Abacus Trust and Management Services Limited
15 Aug 2011 Directive Porcupine Global Macro Plus Inc.
2 Sep 2017 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
8 Nov 2011 Warning Letter Drake Fund Advisors Ltd
16 Sep 2014 Revocation of Licence Castlegate Insurance Company Ltd.
15 Aug 2011 Directive Aliquot Commodity Fund Inc.
17 Feb 2017 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
30 Nov 2015 Administrative Penalty $25,000.00 Midland Trust Limited
19 Apr 2018 Public Statement MR. LEVERE WENT and FLOW MONEY SYSTEM

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