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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
20 Sep 2013 Lifting of Directive Aliquot Precious Metals Inc.
23 Sep 2016 Warning Letter SOFAER CAPITAL INC.
20 Aug 2013 Administrative Penalty $500.00 Mr. Luis A. Shirley as Director of Shirley Trust Company Limited
15 Aug 2011 Directive Global Property Growth & Income REITS Fund Inc.
4 Aug 2013 Administrative Penalty $14,000.00 Commonwealth Trust Limited
15 Feb 2017 Directive ARAMO CORPORATE SERVICES INC.
6 Dec 2012 Revocation of Licenses/Certificate State Mutual Insurance Co. Ltd
10 Jul 2014 Administrative Penalty $100.00 NIS PE Fund Ltd.
19 Sep 2011 Administrative Penalty $3,000.00 IAI Underwriting Ltd
17 Nov 2015 Administrative Penalty $15,000.00 CR (BVI) LIMITED
19 Apr 2018 Public Statement MR. LEVERE WENT and FLOW MONEY SYSTEM

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