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Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
11/28/2011 - 00:00 Administrative Penalty $1,750.00 Overseas Management Company Trust (BVI) Ltd
12/01/2011 - 00:00 Warning Letter SUMMIT Insurance Services Limited [formerly The Marine Insurance Office (BVI) Limited]
12/07/2011 - 00:00 Administrative Penalty $500.00 StateTrust Life and Annuities Limited
12/09/2011 - 00:00 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
12/19/2011 - 00:00 Warning Letter Permal Talara Ltd
12/20/2011 - 00:00 Appointment of Examiner Aliquot Commodity Fund Inc.
12/20/2011 - 00:00 Appointment of Examiner Porcupine Global Macro Plus Incorporated
12/20/2011 - 00:00 Appointment of Examiner Consistent Return (Cash Management Fund) Inc.
12/20/2011 - 00:00 Appointment of Examiner Collection of Modern Art Inc.
12/20/2011 - 00:00 Appointment of Examiner Aliquot Gold Bullion Inc.
12/20/2011 - 00:00 Appointment of Examiner Aliquot Precious Metals Inc.
12/20/2011 - 00:00 Appointment of Examiner Aliquot Agriculture Fund Inc.
12/20/2011 - 00:00 Appointment of Examiner Next 11 Emerging Markets Fund Inc.
01/08/2012 - 00:00 Directive Gulf Insurance Limited
01/08/2012 - 00:00 Directive Creque's Insurance Agency Limited

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