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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
23 Feb 2016 Administrative Penalty $20,000.00 Circle Investment Support Services (BVI) Ltd.
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
28 Oct 2015 Administrative Penalty $10,000.00 Sucre & Sucre Trust Limited
15 Feb 2017 Directive ARAWAK TRUST COMPANY LIMITED
15 Feb 2017 Directive Global Corporate Consultants Group Inc.
6 Apr 2013 Cease and Desist Order Paxinvest.com Limited
13 Jan 2017 Administrative Penalty $2,000.00 Craigmuir Authorised Representative Limited
25 Jan 2013 Directive Next 11 Emerging Fund Inc.
13 Dec 2016 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
3 May 2011 Directive BNP Paribas (BVI) Trust Corporation
25 Jan 2013 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
25 Jan 2013 Directive Aliquot Commodity Fund Inc.
17 Mar 2017 Revocation of a Licence Dearborn National Life Insurance Company
4 Dec 2017 Public Statement ELEUTHERA INSURANCE LIMITED

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