Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
11 Nov 2016 Administrative Penalty $440,000.00 MOSSACK FONSECA & CO (B.V.I.) LTD.
7 Jul 2017 Administrative Penalty $11,000.00 CASTLESTONE MANAGEMENT INCORPORATED
28 Oct 2015 Administrative Penalty $10,000.00 Sucre & Sucre Trust Limited
8 Jan 2012 Directive Gulf Insurance Limited
17 Dec 2014 Warning Letter Amicorp B.V.I. Limited
6 Apr 2013 Cease and Desist Order Paxinvest.com Limited
26 Sep 2013 Administrative Penalty $2,500.00 Orbis Services Limited
20 Sep 2013 Lifting of Directive Consistent Return (Cash Management) Fund Inc.
13 Dec 2016 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
15 Dec 2015 Administrative Penalty $15,000.00 JTC (BVI) Limited
31 Dec 2012 Cease & Desist Order Benson Union Limited
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
22 Dec 2016 Administrative Penalty $460.00 Eastern European Special Situations Fund Ltd.
4 Oct 2011 Warning Letter Acacia Capital Management Inc
20 Sep 2013 Lifting of Directive Aliquot Commodity Fund Inc.

Pages