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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
16 Sep 2011 Appointment of Qualified Person National Bank of the Virgin Islands
29 Jun 2011 Administrative Penalty $3,000.00 Stafford Insurance Ltd
15 Apr 2016 Administrative Penalty $1,500.00 Analytical Investments Advisors Ltd.
11 Sep 2016 Warning Letter IMARA ASSET MANAGEMENT LIMITED
21 Aug 2015 Administrative Penalty $10,000.00 COVERDALE TRUST SERVICES LIMITED
26 Feb 2013 Cease and Desist Order UPME Group Ltd.
13 Dec 2016 Administrative Penalty $2,250.00 Crestwood Capital International, Ltd.
6 Apr 2013 Cease and Desist Order Bforex Limited
22 Dec 2016 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
3 Jun 2014 Warning Letter Quam Asset Management (BVI) Ltd.
15 Nov 2013 Administrative Penalty $10,000.00 Alfa Forex Ltd.
3 Aug 2016 Warning Letter Folio Administrators Limited
28 Apr 2015 Revocation of Licence Cathay Asia Limited
20 Sep 2013 Lifting of Directive Global Property Growth & Income REITS Fund Inc.
20 Dec 2011 Appointment of Examiner Collection of Modern Art Inc.

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