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Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
15 Aug 2011 Directive World Index Growth and Income Fund Inc.
15 Aug 2011 Directive Systematic Growth Fund Inc.
9 Sep 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
9 Sep 2011 Administrative Penalty $750.00 DW Trustees (BVI) Limited
16 Sep 2011 Appointment of Qualified Person National Bank of the Virgin Islands
16 Sep 2011 Directive National Bank of the Virgin Islands
19 Sep 2011 Administrative Penalty $5,000.00 IAI Underwriting Ltd
19 Sep 2011 Administrative Penalty $3,000.00 IAI Underwriting Ltd
19 Sep 2011 Public Statement American Great Lakes Insurance Company Ltd.
4 Oct 2011 Warning Letter Sofaer Administration Limited
4 Oct 2011 Warning Letter Sofaer Capital Inc
4 Oct 2011 Warning Letter Acacia Capital Management Inc
18 Oct 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
8 Nov 2011 Warning Letter Drake Fund Advisors Ltd
15 Nov 2011 Administrative Penalty $5,000.00 Shirley Trust Company Limited

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