Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
02/15/2017 - 00:00	Directive	HAVELET TRUST COMPANY (BVI) LIMITED
02/15/2017 - 00:00	Directive	Global Corporate Consultants Group Inc.
02/15/2017 - 00:00	Directive	ARAMO CORPORATE SERVICES INC.
02/15/2017 - 00:00	Directive	SUCRE & SUCRE TRUST LIMITED
02/15/2017 - 00:00	Directive	PATTON MORENO AND ASVAT (BVI) LIMITED
02/15/2017 - 00:00	Directive	BISON FINANCIAL SERVICES LIMITED
01/20/2017 - 00:00	Administrative Penalty $3,500.00	Sphera Fund-Corporate L.P.
01/13/2017 - 00:00	Administrative Penalty $3,000.00	Craigmuir Authorised Representative Limited
01/13/2017 - 00:00	Administrative Penalty $2,000.00	Craigmuir Authorised Representative Limited
12/22/2016 - 00:00	Administrative Penalty $8,000.00	MJM INTERNATIONAL LTD.
12/22/2016 - 00:00	Administrative Penalty $7,200.00	LYNX ARBITRAGE FUND LIMITED
12/22/2016 - 00:00	Administrative Penalty $580.00	Eastern European Recovery Fund Ltd.
12/22/2016 - 00:00	Administrative Penalty $580.00	Eastern European Recovery Fund Ltd.
12/22/2016 - 00:00	Administrative Penalty $460.00	Eastern European Special Situations Fund Ltd.
12/22/2016 - 00:00	Administrative Penalty $5,200.00	Kalix Fund Limited