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Enforcement Action
| Action Date | Enforcement Action | Licensee or Regulated Person |
|---|---|---|
| 01/25/2013 - 00:00 | Directive | Emerging Markets Growth And Income Fund Inc. |
| 03/21/2016 - 00:00 | Directive | Castlestone Management Incorporated |
| 09/20/2013 - 00:00 | Lifting of Directive | Aliquot Gold & Precious Metals Equities Fund Inc. |
| 07/23/2013 - 00:00 | Appointment of Qualified Person | Shirley Trust Company Limited |
