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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
27 Sep 2013 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
28 Oct 2015 Administrative Penalty $20,000.00 Fidelity Corporate Services Ltd.
14 Jun 2011 Administrative Penalty $4,000.00 Caribbean Reinsurance Company Ltd
6 Apr 2013 Cease and Desist Order Paxinvest.com Limited
20 Aug 2013 Administrative Penalty $500.00 Ms. Zadie Llaurdo as Director of Shirley Trust Company Limited
13 Dec 2016 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
11 Dec 2012 Administrative Penalty $1,000.00 Alternative Protection Management Ltd.
27 Jun 2012 Public Statement IAI Underwriting Ltd
25 Jan 2013 Directive Concerto Alternative Alpha Inc.
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
22 Feb 2016 Appointment of Joint Liquidators Crescent Corporate Services Limited
15 Aug 2011 Directive Balanced Opportunity Inc.
20 Nov 2015 Administrative Penalty $980.00 Lumix Agrodirect Fund Ltd.
28 Oct 2015 Administrative Penalty $10,000.00 Sucre & Sucre Trust Limited
17 Mar 2015 Administrative Penalty $9,000.00 MG Management Services Limited

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