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Sphera Fund-Corporate L.P.

 
Action Date:
Friday, 20 January, 2017
Category:
Enforcement Action:
Enforcement Summary:
An administrative penalty in the amount of $3,500.00 was imposed on Sphera Fund-Corporate L.P. pursuant to sections 37(1)(a)(i) and 37(2)(f) of the Financial Services Commission Act, 2001 for its contravention of regulation 10(4) of the Mutual Funds Regulations, 2010.
Matter ID:
BF101113/385