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Sofaer Capital Inc

 
Action Date:
Tuesday, 4 October, 2011
Category:
Industry Type:
Enforcement Action:
Enforcement Summary:
A warning was issued to Sofaer Capital Inc for its contravention of section 4 (1) of the Securities and Investment Business Act, 2010 by carrying on investment business in or from within the Virgin Islands without prior authorization of the Commission to carry on that kind of investment business.
Matter ID:
INV1003/119