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Quam Asset Management (BVI) Ltd.

 
Action Date:
Tuesday, 3 June, 2014
Category:
Enforcement Action:
Enforcement Summary:
A warning was issued to Quam Asset Management (BVI) Ltd. for its contravention of: section 4(1) of the Securities and Investment Business Act, 2010, by carrying on unauthorized Investment business; and section 5(b) of the Securities and Investment Business Act, 2010 and 40B of the FSC Act, 2001 by breaching a condition of its licence.
Matter ID:
BF101113/198