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Proservices Limited

Enforcement Action
Enforcement Action:
Enforcement Summary:
An administrative penalty in the amount of $15,000.00 was imposed on Proservices Limited for its contraventions of the following sections of the Anti-Money Laundering and Terrorist Financing Code of Practice, 2008: a) section 20(2) and 20(3) for failing to engage in proper enhanced customer due diligence; and b) section 21(1), 21(2) and 21(4) for failing to review and keep up to date customer due diligence information in the required manner.
Matter ID: