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NIS PE Fund Ltd.

 
Action Date:
Thursday, 10 July, 2014
Category:
Enforcement Action:
Enforcement Summary:
An administrative penalty in the amount of $100.00 was imposed on NIS PE Fund Ltd. for its contravention of regulation 11(2) of the Mutual Funds Regulations, 2010 for failing to notify the Commission of the resignation and appointment of a director within 14 days.
Matter ID:
BF101113/221