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Nationwide Insurance Agency Limited

 
Action Date:
Wednesday, 28 August, 2013
Category:
Industry Type:
Enforcement Action:
Enforcement Summary:
A warning was issued to Nationwide Insurance Agency Limited for its contraventions of section 11 (3A) of the Anti-Money Laundering and Terrorist Financing Code of Practice, 2008 and section 32 (1) of the Regulatory Code, 2009 for failure to establish and maintain an independent audit function and test the effectiveness of its internal control system.
Licence Type:
Matter ID:
COM072613/117