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Drake Fund Advisors Ltd

 
Action Date:
Tuesday, 8 November, 2011
Category:
Industry Type:
Enforcement Action:
Enforcement Summary:
A warning was issued to Drake Fund Advisors Ltd for its contravention of section 10 (1) of the Securities and Investment Business Act, 2010 by appointing a director without the prior written approval of the Commission.
Licence Type:
Matter ID:
INV1020/127