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DANTRUST LIMITED

 
Action Date:
Thursday, 16 July, 2015
Category:
Enforcement Action:
Enforcement Summary:
A warning was issued to DANTRUST LIMITED for its contraventions: a) section 45(1)(a) and 45(2) of the Regulatory Code, 2009 (Reg. Code) for failing to at all times have an approved Compliance Officer; b) section 10 of the Company Management Act, 1990 and section 158(1) of the Reg. Code for failing to maintain the minimum capital resource requirement applicable to a licensed company manager; and c) regulation 13(1) of the Anti-Money Laundering Regulations, 2008 for failing to appoint from within its staff a Money Laundering Reporting Officer who shall be a person with sufficient seniority within the entity.
Matter ID:
BF101113/258