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Capitalworks International Private Equity Advisors Limited

 
Action Date:
Friday, 28 March, 2014
Category:
Enforcement Action:
Enforcement Summary:
An administrative penalty in the total amount of $8,000.00 was imposed on Capitalworks International Private Equity Advisors Limited for the following contravention section 4(1) of the Securities and Investment Business Act, 2010 by carrying on investment business in or from within the Virgin Islands whilst not holding a licence authorizing it to carry on that kind of investment business.
Matter ID:
BF101113/187