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AG OFFSHORE CONVERTIBLES LTD.

 
Action Date:
Monday, 9 February, 2015
Category:
Enforcement Action:
Enforcement Summary:
A warning was issued to AG OFFSHORE CONVERTIBLES LTD. for its contravention of regulation 7(5) of the Mutual Funds Regulations, 2010, for failing to notify the Commission of the appointment of SEI Global Services, Inc. as administrator within the period prescribed by the Regulations.
Matter ID:
BF101113/259