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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
02/15/2017 - 00:00 Directive ARAWAK TRUST COMPANY LIMITED
08/15/2011 - 00:00 Directive Balanced Opportunity Inc.
05/03/2011 - 00:00 Directive BNP Paribas (BVI) Trust Corporation
01/25/2013 - 00:00 Directive Aliquot Commodity Fund Inc.
08/15/2011 - 00:00 Directive Next 11 Emerging Fund Inc.
02/15/2017 - 00:00 Directive TMF (B.V.I.) LTD.
08/15/2011 - 00:00 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
08/15/2011 - 00:00 Directive Porcupine Global Macro Plus Inc.
09/10/2012 - 00:00 Directive Lemma Europe Insurance Company Limited
01/25/2013 - 00:00 Directive Global Property Growth & Income REITS Fund Inc.
09/19/2011 - 00:00 Administrative Penalty $5,000.00 IAI Underwriting Ltd
06/29/2011 - 00:00 Administrative Penalty $5,000.00 Stafford Insurance Ltd
05/18/2011 - 00:00 Administrative Penalty $5,000.00 NCB Investment Services Company
01/31/2013 - 00:00 Administrative Penalty $5,000.00 The Insurance Store Limited
11/15/2011 - 00:00 Administrative Penalty $5,000.00 Shirley Trust Company Limited

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