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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
16 Sep 2011 Directive National Bank of the Virgin Islands
25 Jan 2013 Directive Inflation Target Recovery Fund Inc.
15 Aug 2011 Directive Aliquot Commodity Fund Inc.
8 Jan 2012 Directive Gulf Insurance Limited
18 May 2011 Administrative Penalty $5,000.00 NCB Investment Services Company
23 Feb 2016 Administrative Penalty $5,000.00 Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
20 Oct 2015 Administrative Penalty $5,000.00 ALEMAN, CORDERO, GALINDO & LEE TRUST (BVI) LIMITED
29 Jun 2011 Administrative Penalty $5,000.00 Stafford Insurance Ltd
19 Sep 2011 Administrative Penalty $5,000.00 IAI Underwriting Ltd
15 Nov 2011 Administrative Penalty $5,000.00 Shirley Trust Company Limited
27 May 2013 Administrative Penalty $5,000.00 Sinclair Trust & Finance S.A.
31 Jan 2013 Administrative Penalty $5,000.00 The Insurance Store Limited
29 Jun 2011 Administrative Penalty $5,000.00 Victory Life & Pension Assurance Company Limited
4 Dec 2017 Public Statement ELEUTHERA INSURANCE LIMITED

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