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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
29 Jun 2011 Administrative Penalty $3,500.00 Rosebank Limited
10 Sep 2012 Directive Rosebank Limited
17 Feb 2017 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
23 Jul 2015 Administrative Penalty $1,750.00 Regency Health Ltd.
16 Feb 2017 Administrative Penalty $3,500.00 REAL EAST FUND LTD.
30 Nov 2015 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
3 Jun 2014 Warning Letter Quam Asset Management (BVI) Ltd.
17 Dec 2014 Warning Letter Proservices Limited
25 Feb 2015 Administrative Penalty $15,000.00 Proservices Limited
13 Dec 2016 Administrative Penalty $7,500.00 Prolifico Fund Management Ltd.
13 May 2013 Cease and Desist Order Priory Investments Services Ltd.
16 Feb 2017 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
3 Jun 2014 Warning Letter Premier Financial Consultants Limited
5 Jan 2014 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
14 Oct 2013 Administrative Penalty $205,500.00 Portcullis TrustNet (BVI) Limited

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