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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
2 Sep 2017 Administrative Penalty $3,500.00 WPC Fund Ltd.
15 Aug 2011 Directive World Index Growth and Income Fund Inc.
25 Jan 2013 Directive World Index Growth and Income Fund Inc.
20 Sep 2013 Lifting of Directive World Index Growth and Income Fund Inc.
3 Mar 2017 Administrative Penalty $49,000 WORLD ARROW LIMITED
13 Dec 2016 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
8 Jun 2012 Public Statement Western Preferred Life Assurance Limited
7 Jun 2012 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited
10 May 2015 Fine $4,000.00 Wessex Capital Limited
6 Apr 2013 Cease and Desist Order WBS Holding Ltd.
29 Mar 2014 Administrative Penalty $2,000.00 VSM International Limited
24 Dec 2014 Public Statement Victory Life and Pension Assurance Company LimitedVictory Life and Pension Assurance Company Limited
29 Jun 2011 Administrative Penalty $5,000.00 Victory Life & Pension Assurance Company Limited
29 Jun 2011 Administrative Penalty $6,000.00 Vessia Insurance Company Limited
27 Jun 2012 Public Statement Vessia Insurance Company Limited

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