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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
20 Jan 2017 Administrative Penalty $3,500.00 Sphera Fund-Corporate L.P.
10 Dec 2012 Administrative Penalty $20,500.00 Mossack Fonseca & Co. (BVI) Ltd.
14 Oct 2013 Administrative Penalty $205,500.00 Portcullis TrustNet (BVI) Limited
12 Sep 2013 Administrative Penalty $7,500.00 AAUG Insurance Co. Ltd.
10 May 2016 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
13 Dec 2016 Administrative Penalty $7,500.00 Prolifico Fund Management Ltd.
12 Nov 2013 Administrative Penalty $37,500.00 Mossack Fonseca & Co. (BVI) Ltd.
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks Investment Management International Advisors Limited
22 Dec 2016 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
6 Mar 2014 Administrative Penalty $40,000.00 Crescent Corporate Services Limited
25 Jun 2014 Administrative Penalty $335,000.00 Commonwealth Trust Limited
10 Jul 2014 Administrative Penalty $100.00 NIS PE Fund Ltd.
15 Apr 2016 Administrative Penalty $1,500.00 Analytical Investments Advisors Ltd.
10 Jul 2014 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited

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