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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
09/02/2017 - 00:00 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
03/29/2014 - 00:00 Administrative Penalty $2,000.00 VSM International Limited
06/10/2011 - 00:00 Administrative Penalty $2,000.00 FH Corporate Services Ltd
09/02/2017 - 00:00 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
01/13/2017 - 00:00 Administrative Penalty $2,000.00 Craigmuir Authorised Representative Limited
09/27/2013 - 00:00 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
09/20/2013 - 00:00 Lifting of Directive Consistent Return (Cash Management) Fund Inc.
07/10/2016 - 00:00 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
09/20/2013 - 00:00 Lifting of Directive Porcupine Absolute Return Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Emerging Markets Growth And Income Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Aliquot Gold Bullion Inc.
09/20/2013 - 00:00 Lifting of Directive Collection of Modern Art Inc.
09/20/2013 - 00:00 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.

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