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Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
8 Jan 2012 Directive Caribbean Insurers Limited
17 Jan 2012 Warning Letter Tranquil Insurance Company Ltd
22 Feb 2012 Directive Collection of Modern Art Inc.
24 Feb 2012 Warning Letter Salamander Associates Limited
22 Mar 2012 Revocation of Licenses/Certificate Old Union Growth Fund Ltd
22 Mar 2012 Revocation of Licenses/Certificate K2 Emerging Market Fund Limited
22 Mar 2012 Revocation of Licenses/Certificate New Thames Africa Fund Ltd
22 Mar 2012 Revocation of Licenses/Certificate Lazars International Fund Limited
22 Mar 2012 Revocation of Licenses/Certificate F3 Ethical Developing Fund Limited
30 May 2012 Warning Letter Plexus Global Asset Management Limited
7 Jun 2012 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited
8 Jun 2012 Public Statement Western Preferred Life Assurance Limited
9 Jun 2012 Directive Creque's Insurance Agency Limited
13 Jun 2012 Revocation of Licenses/Certificate Catal Insurance Company Limited
13 Jun 2012 Revocation of Licenses/Certificate Investors Reinsurance Limited

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