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Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
15 Feb 2017 Directive COVERDALE TRUST SERVICES LIMITED
15 Feb 2017 Directive TMF (B.V.I.) LTD.
15 Feb 2017 Directive ARAMO CORPORATE SERVICES INC.
15 Feb 2017 Directive BISON FINANCIAL SERVICES LIMITED
15 Feb 2017 Directive TMF Corporate Services (BVI) Limited
16 Feb 2017 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
16 Feb 2017 Administrative Penalty $3,500.00 LUNOM VICTOIRE FUND LTD.
16 Feb 2017 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
16 Feb 2017 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
16 Feb 2017 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
16 Feb 2017 Administrative Penalty $25,000.00 Galloway Capital Management Ltd.
16 Feb 2017 Administrative Penalty $3,500.00 Orionis Fund Ltd. formerly Rig II Fund Ltd
16 Feb 2017 Administrative Penalty $3,500.00 REAL EAST FUND LTD.
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
16 Feb 2017 Administrative Penalty $3,500.00 The Opportunity Art Fund Ltd.

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