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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
25 Jan 2013 Directive Aliquot Commodity Fund Inc.
16 Sep 2011 Directive National Bank of the Virgin Islands
15 Feb 2017 Directive SUCRE & SUCRE TRUST LIMITED
25 Jan 2013 Directive Inflation Target Recovery Fund Inc.
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
18 May 2011 Administrative Penalty $5,000.00 NCB Investment Services Company
29 Jun 2011 Administrative Penalty $5,000.00 Stafford Insurance Ltd
23 Feb 2016 Administrative Penalty $5,000.00 Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
15 Nov 2011 Administrative Penalty $5,000.00 Shirley Trust Company Limited
31 Jan 2013 Administrative Penalty $5,000.00 The Insurance Store Limited
27 May 2013 Administrative Penalty $5,000.00 Sinclair Trust & Finance S.A.
20 Oct 2015 Administrative Penalty $5,000.00 ALEMAN, CORDERO, GALINDO & LEE TRUST (BVI) LIMITED
19 Sep 2011 Administrative Penalty $5,000.00 IAI Underwriting Ltd
29 Jun 2011 Administrative Penalty $5,000.00 Victory Life & Pension Assurance Company Limited
11 May 2014 Public Statement Concise Investments Limited

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