Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
25 Jan 2013	Directive	Aliquot Commodity Fund Inc.
16 Sep 2011	Directive	National Bank of the Virgin Islands
15 Feb 2017	Directive	SUCRE & SUCRE TRUST LIMITED
25 Jan 2013	Directive	Inflation Target Recovery Fund Inc.
15 Feb 2017	Directive	ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
18 May 2011	Administrative Penalty $5,000.00	NCB Investment Services Company
29 Jun 2011	Administrative Penalty $5,000.00	Stafford Insurance Ltd
23 Feb 2016	Administrative Penalty $5,000.00	Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
15 Nov 2011	Administrative Penalty $5,000.00	Shirley Trust Company Limited
31 Jan 2013	Administrative Penalty $5,000.00	The Insurance Store Limited
27 May 2013	Administrative Penalty $5,000.00	Sinclair Trust & Finance S.A.
20 Oct 2015	Administrative Penalty $5,000.00	ALEMAN, CORDERO, GALINDO & LEE TRUST (BVI) LIMITED
19 Sep 2011	Administrative Penalty $5,000.00	IAI Underwriting Ltd
29 Jun 2011	Administrative Penalty $5,000.00	Victory Life & Pension Assurance Company Limited
11 May 2014	Public Statement	Concise Investments Limited

Action Date