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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
06/29/2011 - 00:00 Administrative Penalty $3,500.00 Rosebank Limited
09/10/2012 - 00:00 Directive Rosebank Limited
02/17/2017 - 00:00 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
07/23/2015 - 00:00 Administrative Penalty $1,750.00 Regency Health Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 REAL EAST FUND LTD.
11/30/2015 - 00:00 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
06/03/2014 - 00:00 Warning Letter Quam Asset Management (BVI) Ltd.
12/17/2014 - 00:00 Warning Letter Proservices Limited
02/25/2015 - 00:00 Administrative Penalty $15,000.00 Proservices Limited
12/13/2016 - 00:00 Administrative Penalty $7,500.00 Prolifico Fund Management Ltd.
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
06/03/2014 - 00:00 Warning Letter Premier Financial Consultants Limited
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
09/08/2013 - 00:00 Appointment of Qualified Person Portcullis TrustNet (BVI) Limited

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