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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
08/04/2013 - 00:00 Cease and Desist Order Blackstar Capital Management Limited
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited
12/03/2013 - 00:00 Cease and Desist Order Kent Capital Partners Limited
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
08/07/2014 - 00:00 Cease and Desist Order Concise Investments Limited
05/02/2013 - 00:00 Cease and Desist Order Landora Investing Ltd.
03/24/2014 - 00:00 Cease and Desist Order FFAM Inc.
07/01/2013 - 00:00 Cease and Desist Order Mika Holdings Inc.
12/03/2013 - 00:00 Cease and Desist Order Granite Global Insurance Company Limited
04/06/2013 - 00:00 Cease and Desist Order Nova Trade Financial Holdings Ltd.
09/18/2023 - 01:15 Administrative Penalties $120,000 TMF (B.V.I.) LTD.
09/30/2024 - 14:00 Administrative Penalties $57,500 and Warning Letters Vistra Trust (BVI) Limited

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