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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
09/20/2013 - 00:00 Lifting of Directive Concerto Alternative Alpha Inc.
09/20/2013 - 00:00 Lifting of Directive Next 11 Emerging Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
10/25/2013 - 00:00 Lifting of Directive Collection of Modern Art Inc
09/20/2013 - 00:00 Lifting of Directive Aliquot Gold & Precious Metals Equities Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Global Property Growth & Income REITS Fund Inc.
10/07/2016 - 00:00 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
05/27/2016 - 00:00 Lifting of Directive Castlestone Management Incorporated
09/20/2013 - 00:00 Lifting of Directive Consistent Return (Cash Management) Fund Inc.
07/10/2016 - 00:00 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
09/20/2013 - 00:00 Lifting of Directive Aliquot Gold Bullion Inc.
09/20/2013 - 00:00 Lifting of Directive Collection of Modern Art Inc.
09/20/2013 - 00:00 Lifting of Directive World Index Growth and Income Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Systematic Growth Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Porcupine Absolute Return Fund Inc.

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