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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
03/22/2012 - 00:00 Revocation of Licenses/Certificate K2 Emerging Market Fund Limited
12/15/2015 - 00:00 Administrative Penalty $15,000.00 JTC (BVI) Limited
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
02/15/2017 - 00:00 Directive J.S. ARCHIBALD TRUST SERVICES LIMITED
12/04/2013 - 00:00 Warning Letter Isocrates Limited
06/13/2012 - 00:00 Revocation of Licenses/Certificate Investors Reinsurance Limited
06/27/2012 - 00:00 Public Statement Investors Reinsurance Limited
08/26/2015 - 00:00 Administrative Penalty $15,000.00 Intertrust Corporate Services (BVI) Limited
12/20/2012 - 00:00 Administrative Penalty $2,000.00 Inter-Continental Trust Limited
01/25/2013 - 00:00 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
09/20/2013 - 00:00 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
08/15/2011 - 00:00 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
01/12/2014 - 00:00 Warning Letter Intac (BVI) International Investments Limited
11/27/2015 - 00:00 Warning Letter INTAC (BVI) International Investments Limited
09/11/2016 - 00:00 Administrative Penalty $22,500.00 INTAC (BVI) INTERNATIONAL INVESTMENTS LIMITED

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