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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
23 Feb 2016 Administrative Penalty $580.00 Value Partners Private Equity Limited
26 Feb 2013 Cease and Desist Order UPME Group Ltd.
1 Jul 2013 Cease and Desist Order Universal Investments (International) Limited
28 Feb 2013 Revocation of License Universal Highland Assurance Company Limited
4 May 2013 Public Statement Universal Highland Assurance Company Limited
6 Mar 2014 Administrative Penalty $6,000.00 UFG Wealth Management Limited
14 May 2015 Warning Letter Trident Trust Company (BVI) Limited
17 Jan 2012 Warning Letter Tranquil Insurance Company Ltd
16 Feb 2017 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
15 Feb 2017 Directive TMF Corporate Services (BVI) Limited
17 Feb 2017 Administrative Penalty $1,160.00 TMF Authorised Representative (BVI) Ltd.
4 Aug 2015 Administrative Penalty $60,000.00 TMF (BVI) Limited
15 Feb 2017 Directive TMF (B.V.I.) LTD.
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited

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