Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
05/18/2011 - 00:00	Administrative Penalty $5,000.00	NCB Investment Services Company
08/28/2013 - 00:00	Warning Letter	Nationwide Insurance Agency Limited
11/10/2013 - 00:00	Lifting of Directive	National Bank of the Virgin Islands Limited
09/16/2011 - 00:00	Appointment of Qualified Person	National Bank of the Virgin Islands
09/16/2011 - 00:00	Directive	National Bank of the Virgin Islands
10/27/2016 - 00:00	Warning Letter	MWM Financial Services Group Limited
08/20/2013 - 00:00	Administrative Penalty $500.00	Ms. Zadie Llaurdo as Director of Shirley Trust Company Limited
08/20/2013 - 00:00	Administrative Penalty $500.00	Ms. Benedicta Samuels as Director of Shirley Trust Company Limited
08/20/2013 - 00:00	Administrative Penalty $500.00	Mr. Luis A. Shirley as Director of Shirley Trust Company Limited
08/20/2013 - 00:00	Administrative Penalty $500.00	Mr. Ernesto F. Shirley as Director of Shirley Trust Company Limited
02/11/2011 - 00:00	Revocation of Licenses/Certificate	Mr. Christopher David Stride of Krys & Associates (BVI) Ltd
08/20/2013 - 00:00	Administrative Penalty $500.00	Mr. Barry J. Miller as Director of Shirley Trust Company Limited
09/30/2013 - 00:00	Warning Letter	MPT Asset Management Corp.
12/10/2012 - 00:00	Administrative Penalty $20,500.00	Mossack Fonseca & Co. (BVI) Ltd.
11/12/2013 - 00:00	Administrative Penalty $37,500.00	Mossack Fonseca & Co. (BVI) Ltd.

Secondary Menu