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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
10/14/2013 - 00:00 Administrative Penalty $2,500.00 Portcullis TrustNet (BVI) Limited
09/08/2013 - 00:00 Appointment of Qualified Person Portcullis TrustNet (BVI) Limited
10/14/2013 - 00:00 Administrative Penalty $205,500.00 Portcullis TrustNet (BVI) Limited
12/20/2011 - 00:00 Appointment of Examiner Porcupine Global Macro Plus Incorporated
01/25/2013 - 00:00 Directive Porcupine Global Macro Plus Inc.
09/20/2013 - 00:00 Lifting of Directive Porcupine Global Macro Plus Inc.
08/15/2011 - 00:00 Directive Porcupine Global Macro Plus Inc.
01/25/2013 - 00:00 Directive Porcupine Absolute Return Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Porcupine Absolute Return Fund Inc.
08/15/2011 - 00:00 Directive Porcupine Absolute Return Fund Inc.
05/30/2012 - 00:00 Warning Letter Plexus Global Asset Management Limited
12/19/2011 - 00:00 Warning Letter Permal Talara Ltd
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
04/09/2015 - 00:00 Administrative Penalty $20,000.00 PATTON, MORENO AND ASVAT (BVI) LIMITED

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